Patrick Cheng Ru
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Cheng Ru ( ), a licensed former licensee with CE reference BOO472. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2020-09-23 | 2023-03-01 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2020-09-23 | 2023-03-01 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2020-09-23 | 2023-03-01 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-07-08 | 2020-09-23 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-07-08 | 2020-09-23 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2019-07-08 | 2020-09-23 |