Peng Liu
劉鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Liu (劉鵬), a licensed Responsible Officer with CE reference BOO746. Currently licensed at 1 firm(s): Golden Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-14 | present |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-14 | present |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2021-05-14 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | 2021-05-14 |