San Seng Lim
林新盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for San Seng Lim (林新盛), a licensed Representative with CE reference BOP228. Currently licensed at 1 firm(s): Hansui Capital Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-13 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-13 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-13 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-17 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-17 | 2025-03-24 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-17 | 2025-03-24 |