Xiaoqin Kong
孔小琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqin Kong (孔小琴), a licensed Responsible Officer with CE reference BOQ992. Currently licensed at 1 firm(s): Sigma Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Asset Management (Hong Kong) Limited 西格瑪資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2025-04-16 | present |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 4 — Advising on securities | 2023-07-04 | 2024-09-30 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | 2024-09-30 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-02 | 2023-05-17 |