Yao (SFC:BOR104) Ma
马尧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BOR104) Ma (马尧), a licensed former licensee with CE reference BOR104. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-23 | 2024-09-13 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-23 | 2024-09-13 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-23 | 2024-09-13 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-08-23 | 2024-09-13 |