Prashant Periwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prashant Periwal, a licensed Representative with CE reference BOR331. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-25 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-25 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2025-04-25 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2025-02-21 | 2025-04-15 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2025-02-21 | 2025-04-15 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2025-02-21 | 2025-04-15 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-02 | 2024-08-30 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2024-08-30 |