Siu Mo Lam
林少武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mo Lam (林少武), a licensed Responsible Officer with CE reference BOS468. Currently licensed at 1 firm(s): China CIFCO Securities Co., Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 9 — Asset management | 2026-01-09 | present |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 4 — Advising on securities | 2025-04-15 | 2025-11-30 |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 9 — Asset management | 2025-04-15 | 2025-11-30 |
| Solar Mass Capital Limited 太陽質量資本有限公司 |
RO | Type 4 — Advising on securities | 2024-09-16 | 2024-12-20 |
| Solar Mass Capital Limited 太陽質量資本有限公司 |
RO | Type 9 — Asset management | 2024-09-16 | 2024-12-20 |
| Solar Mass Capital Limited 太陽質量資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-18 | 2024-09-16 |
| Solar Mass Capital Limited 太陽質量資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-18 | 2024-09-16 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-30 | 2024-03-31 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-30 | 2024-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-08 | 2022-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-08 | 2022-03-31 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-19 | 2020-07-01 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-19 | 2020-07-01 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-19 | 2020-07-01 |