Zhe Ye
葉哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Ye (葉哲), a licensed former licensee with CE reference BOS544. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | 2026-05-09 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | 2026-05-09 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2025-02-04 | 2026-05-09 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-14 | 2025-02-04 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2025-02-04 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-14 | 2025-02-04 |