Chun Wai (SFC:BOT187) Yang
楊振威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai (SFC:BOT187) Yang (楊振威), a licensed former licensee with CE reference BOT187. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-12 | 2023-09-03 |
| DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-12 | 2023-09-03 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2021-04-20 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-11 | 2021-04-20 |