Pak Kin Patric Lau
劉栢堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Patric Lau (劉栢堅), a licensed Responsible Officer with CE reference BOT897. Currently licensed at 3 firm(s): Funderstone Futures Limited, Funderstone Asset Management (HK) Limited, Funderstone Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-26 | present |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2019-09-06 | 2022-08-26 |