Zhe (SFC:BOU144) Liu
劉哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:BOU144) Liu (劉哲), a licensed former licensee with CE reference BOU144. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearwater Asset Management Limited |
Rep | Type 4 — Advising on securities | 2024-09-26 | 2024-11-21 |
| Clearwater Asset Management Limited |
Rep | Type 9 — Asset management | 2024-09-26 | 2024-11-21 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-09 | 2024-07-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-09 | 2024-07-31 |
| Pantheon Securities Limited 全利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-23 | 2022-08-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-17 | 2022-08-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-17 | 2022-08-01 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-24 | 2021-01-04 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-24 | 2021-01-04 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-04 | 2019-10-04 |