Nan Sun
孫南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Sun (孫南), a licensed Responsible Officer with CE reference BOU474. Currently licensed at 1 firm(s): China Yinsheng International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 9 — Asset management | 2023-12-28 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-14 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-14 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-18 | 2022-11-14 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-18 | 2022-11-14 |