Waleed-Irfan-Bhatti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Waleed-Irfan-Bhatti ( ), a licensed former licensee with CE reference BOW012. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-02 | 2021-11-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2021-11-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2019-10-02 | 2021-11-11 |