Thomas Alexander Summersall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Alexander Summersall ( ), a licensed former licensee with CE reference BOX481. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-06-16 | 2021-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2020-06-16 | 2021-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-11 | 2020-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-10-11 | 2020-06-16 |