David John Elms
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Elms ( ), a licensed former licensee with CE reference BOZ376. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2019-11-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2019-11-02 |