Samuel Sek Wei Chan
陳惜偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Sek Wei Chan (陳惜偉), a licensed Responsible Officer with CE reference BOZ713. Currently licensed at 2 firm(s): Merdeka Investment Management Limited, Merdeka Corporate Finance Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-28 | present |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-28 | present |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-27 | 2025-11-28 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-27 | 2025-11-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-14 | 2024-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-28 | 2024-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2024-02-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-30 | 2021-02-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2021-02-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2021-02-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2021-02-17 |