Tze Ying Vivien So
蘇芷瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Ying Vivien So (蘇芷瑩), a licensed former licensee with CE reference BOZ839. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-18 | 2023-09-22 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-18 | 2023-09-22 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 9 — Asset management | 2019-11-18 | 2023-09-22 |