Charles Richardson Dowling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Richardson Dowling ( ), a licensed former licensee with CE reference BOZ935. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Flow Traders Hong Kong Limited | RO | Type 1 — Dealing in securities | 2021-02-25 | 2023-11-08 |
| Flow Traders Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2021-02-25 | 2023-11-08 |
| Flow Traders Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-11-11 | 2021-02-25 |
| Flow Traders Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2019-11-11 | 2021-02-25 |