Zhijie Zhao
趙智捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhijie Zhao (趙智捷), a licensed Representative with CE reference BPE393. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-10 | present |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-04-16 | 2020-10-01 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-12-11 | 2020-04-16 |