Yanjie Chen
陳燕杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjie Chen (陳燕杰), a licensed former licensee with CE reference BPE440. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-28 | 2021-11-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-28 | 2023-12-06 |