James Alistair Carpenter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alistair Carpenter ( ), a licensed former licensee with CE reference BPE998. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2020-01-22 | 2020-06-24 |
| Eclipse Options (HK) Limited | Rep | Type 1 — Dealing in securities | 2019-12-02 | 2020-06-24 |