Liang Shi
施亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Shi (施亮), a licensed former licensee with CE reference BPG328. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-01-13 | 2024-10-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-15 | 2024-10-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 — Advising on securities | 2020-07-15 | 2024-10-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-18 | 2020-07-15 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-18 | 2020-07-15 |