Jian Wu
武劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Wu (武劍), a licensed Responsible Officer with CE reference BPG765. Currently licensed at 1 firm(s): Midas Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-12 | 2022-07-27 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-12 | 2022-07-27 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 — Asset management | 2022-07-12 | 2022-07-27 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-16 | 2022-07-09 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-16 | 2022-07-09 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-10 | 2022-07-09 |