Kai Pong Kwok
郭启邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Kwok (郭启邦), a licensed Representative with CE reference BPK288. Currently licensed at 1 firm(s): Harvest Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-17 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-14 | 2021-12-31 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-14 | 2020-02-28 |