Yanchao (SFC:BPK410) Guo
郭艳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanchao (SFC:BPK410) Guo (郭艳超), a licensed former licensee with CE reference BPK410. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-18 | 2020-07-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-18 | 2020-07-30 |