Shang Liu
刘上
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Liu (刘上), a licensed Responsible Officer with CE reference BPQ440. Currently licensed at 1 firm(s): Fortune Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-15 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-15 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-04 | 2024-07-15 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-04 | 2024-07-15 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-18 | 2022-01-17 |