Xinzheng Lu
魯昕政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinzheng Lu (魯昕政), a licensed Responsible Officer with CE reference BPR644. Currently licensed at 3 firm(s): XinKong International Asset Management Limited, XinKong International Capital Limited, XinKong International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-26 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-27 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-03-27 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-26 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-11-26 | present |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-06 | 2022-11-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-11-26 | 2022-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-22 | 2020-11-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-22 | 2020-11-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-22 | 2020-11-26 |