Lok Law
羅樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Law (羅樂), a licensed former licensee with CE reference BPT105. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-07-02 | 2023-07-05 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-07-02 | 2023-07-05 |