Dong Wen Chen
陳棟文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Wen Chen (陳棟文), a licensed Responsible Officer with CE reference BPT403. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-15 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2024-03-15 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-29 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-29 | 2024-03-15 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 — Asset management | 2024-01-29 | 2024-03-15 |
| Generations Partners Company Limited 承源資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-14 | 2023-10-10 |
| Generations Partners Company Limited 承源資本有限公司 |
Rep | Type 9 — Asset management | 2023-07-14 | 2023-10-10 |