Mika Arnold Kastenholz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mika Arnold Kastenholz, a licensed Responsible Officer with CE reference BPU387. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2024-04-24 | present |
| LGT Investment Management (Asia) Limited | RO | Type 4 — Advising on securities | 2024-04-24 | present |
| LGT Investment Management (Asia) Limited | RO | Type 9 — Asset management | 2024-04-24 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-08-24 | 2024-04-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2023-07-24 | 2024-04-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2023-07-24 | 2024-04-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2023-03-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-18 | 2023-03-31 |