Shik Fen Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shik Fen Chang ( ), a licensed former licensee with CE reference BPW072. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-10 | 2020-10-05 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2020-10-05 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2020-07-10 | 2020-10-05 |