Tsz Shan Chiang
蔣子山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Shan Chiang (蔣子山), a licensed former licensee with CE reference BPW635. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-08-18 | 2024-04-03 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-17 | 2021-02-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-17 | 2021-02-20 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-17 | 2021-02-20 |