Xiaoji Guan
管晓骥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoji Guan (管晓骥), a licensed former licensee with CE reference BPX299. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-03 | 2021-11-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-03 | 2021-11-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-03 | 2021-11-24 |