Juan Zhou
周娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Zhou (周娟), a licensed Responsible Officer with CE reference BPX616. Currently licensed at 2 firm(s): CMBC Asset Management Company Limited, CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-30 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-30 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-11 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-11 | 2022-09-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-11 | 2022-09-30 |