Alexander John Rock

CE No. BPX913 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander John Rock, a licensed Responsible Officer with CE reference BPX913. Currently licensed at 1 firm(s): E&P Asia (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
E&P Asia (HK) Limited
 RO Type 1 — Dealing in securities 2021-04-01 present
E&P Asia (HK) Limited
 RO Type 4 — Advising on securities 2021-04-01 present

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