Sze Wan Li
李詩蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wan Li (李詩蘊), a licensed Representative with CE reference BPY447. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2023-03-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2023-03-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2023-03-23 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-09-16 | 2022-09-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-16 | 2022-09-24 |