Peng Ming Joel Tan
陳炳鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Ming Joel Tan (陳炳鳴), a licensed Responsible Officer with CE reference BQC315. Currently licensed at 1 firm(s): XinXi Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2025-12-16 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-29 | 2023-10-11 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-29 | 2023-10-11 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-29 | 2023-10-11 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | 2023-04-22 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | 2023-04-22 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | 2023-04-22 |