Shuk Yan Wong
黃淑欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yan Wong (黃淑欣), a licensed Representative with CE reference BQE113. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-24 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-24 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-25 | 2023-03-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-25 | 2023-03-31 |