Herman Hoi Ming Mok
莫凱名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hoi Ming Mok (莫凱名), a licensed Responsible Officer with CE reference BQG131. Currently licensed at 1 firm(s): GEO Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-20 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2026-01-20 | present |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 9 — Asset management | 2021-02-03 | present |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | 2026-01-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-12 | 2026-01-20 |