Lai Shan Wong
黃麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Shan Wong (黃麗珊), a licensed Responsible Officer with CE reference BQG366. Currently licensed at 1 firm(s): Axiom Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-17 | present |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-17 | present |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-16 | 2022-05-17 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-16 | 2022-05-17 |