Wai Sun Tin
田偉辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sun Tin (田偉辰), a licensed Responsible Officer with CE reference BQG627. Currently licensed at 2 firm(s): Realord Asia Pacific Securities Limited, Realord Asia Pacific Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-26 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-26 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-17 | present |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-26 | 2023-09-26 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-26 | 2023-09-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-04 | 2023-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-04 | 2023-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-29 | 2023-01-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-29 | 2022-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-29 | 2023-01-04 |