Jie Liao
廖杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Liao (廖杰), a licensed Responsible Officer with CE reference BQH159. Currently licensed at 1 firm(s): Atta Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 4 — Advising on securities | 2024-08-28 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 9 — Asset management | 2024-08-28 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-24 | 2024-08-28 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-11 | 2024-02-28 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-06 | 2023-01-17 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-06 | 2023-01-17 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-06 | 2022-11-11 |