Guan Ying Li
李冠瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guan Ying Li (李冠瑩), a licensed Representative with CE reference BQI385. Currently licensed at 1 firm(s): Preferred Investment Advisors (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-11-16 | present |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-02 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-18 | 2021-05-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-18 | 2021-05-31 |