Chen (SFC:BQI580) Wu
吴晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BQI580) Wu (吴晨), a licensed Responsible Officer with CE reference BQI580. Currently licensed at 1 firm(s): EXIO Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXIO Limited |
RO | Type 1 — Dealing in securities | 2024-12-18 | present |
| EXIO Limited |
RO | Type 7 — Providing automated trading services | 2024-12-18 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-06 | 2022-11-23 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-06 | 2022-11-23 |