Sojeong Shim
沈昭貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sojeong Shim (沈昭貞), a licensed Representative with CE reference BQM727. Currently licensed at 1 firm(s): Towers Watson Investment Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-11 | present |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | present |