Diao Zhou
周琱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diao Zhou (周琱), a licensed Representative with CE reference BQN680. Currently licensed at 1 firm(s): China Industrial Securities International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-24 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-24 | present |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-09 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-19 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-19 | 2023-04-12 |