Siu Kwan Wu
胡小君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Wu (胡小君), a licensed former licensee with CE reference BQP333. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-11 | 2025-10-29 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-06 | 2021-08-29 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-06 | 2021-08-29 |