Leighton Lei-Gong Mok
莫禮剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leighton Lei-Gong Mok (莫禮剛), a licensed former licensee with CE reference BQP976. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-04 | 2026-05-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-04 | 2026-05-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-14 | 2022-03-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-14 | 2022-03-11 |