Chen Cao
曹辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Cao (曹辰), a licensed Representative with CE reference BQQ786. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-10-19 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2023-10-19 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2023-10-19 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-20 | 2023-08-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-20 | 2023-08-11 |