Qingkun Guo
郭慶坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qingkun Guo (郭慶坤), a licensed Responsible Officer with CE reference BQR815. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-11-06 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-05-26 | 2025-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-05-26 | 2025-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-05-26 | 2025-11-06 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-13 | 2022-10-28 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-10-13 | 2022-10-28 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-24 | 2022-10-13 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2021-11-24 | 2022-10-13 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-12 | 2021-11-24 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-04-12 | 2021-11-24 |